Risk and Compliance Solutions

Protect Your Reputation with our Risk and Compliance Tools

Keeping up to date on local and international regulatory demands has never been an easy task. To help you stay on top of industry changes, demonstrate compliance and react quickly to incidents, Monidee has created a comprehensive set of risk and compliance management tools:

• Insider Trading: In many countries, trading in financial instruments with access to non-public information about the company is a legal offence. Our insider trading application can be used to evaluate transactions against a customized set of rules matching your company’s policies and standards. Insider Trading can be used as a back-end module, integrated into your company’s brokerage infrastructure, or installed as a stand-alone tool, allowing your employees to use a self-service web interface to get authorization for their orders. Request a demo
• Scorecard: Implementation and monitoring of compliance usually requires the participation of business experts at all levels of your company. Monidee’s Scorecard is a flexible system that allows you to customize a set of compliance controls to match any combination of internal policies, laws, standards and external norms. Our solution is currently being used to help companies assess their compliance in a variety of areas: privacy, data protection, Know your Customer (KYC), information security (ISO 27001) and many others. Request a demo
• Outside Positions: Top executives holding board positions within outside companies must not put themselves in a position where their interests and duties conflict with the duties that they owe to your company. Outside Positions helps you keep track of your executives and simplify the job of your compliance officer. Request a demo

Our Risk and Compliance clients include banks, investment managers, pension funds, insurance companies and listed companies. Using our tools, you can assess your compliance risk more thoroughly and more efficiently.

Download the Risk & Compliance Solutions brochure.